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Agent: Neil S Clark
File Date: 6/2/2011
Confirmation: 20110602EINA39550
  • I. Engagement Date:
    6/2/2011
  • II. Employer Information:
    Name: UBS Securities, LLC
    Real Party In Interest:
    Type of industry: investment bank
    Address: 299 Park Avenue
    Address 2:
    City: New York
    State: NY
    Zip Code: 10171
    Contact Person: Tom Osborne
    Phone: 212-821-2343
    E-Mail: tom.osborne@ubs.com
  • III. Brief description of the Executive Agency Decision(s) to which this engagement relates:
    Decisions which would have an impact on the employer
  • IV. Categorical listing of offices of Elected Executive Officials, Departments or Executive Agencies to which the engagement relates:
    Attorney General
    Budget & Management
    Commerce
    Education and Workforce
    Governor
    Lottery Commission
    Standardbred Development Commission
    Thoroughbred Race Advisory Committee
    Casino Control Commission
    Racing Commission
    TourismOhio
    Treasurer of State
    Lieutenant Governor