Initials View

• I. Engagement Date:

  6/2/2011

• Employer Information:

  Name:	UBS Securities, LLC
  Real Party In Interest:
  Type of industry:	investment bank
  Address:	299 Park Avenue
  Address 2:
  City:	New York
  State:	NY
  Zip Code:	10171
  Contact Person:	Tom Osborne
  Phone:	212-821-2343
  E-Mail:	tom.osborne@ubs.com

• III. Brief description of the type of legislation to which the Legislative Agent's engagement relates:

  Legislation which would have an effect on the interest of the employer

• IV. Categorical listing of principal business or activity of Employer:

  -Financial Institutions/Consumer Finance
  -Gaming
  

• V. I am a state employee/officer registering on behalf of my public agency, other than an institution of higher education:

  NOT CHECKED